Presentations

Surviving Legal Discovery of E-Mail on Wall Street

Date
May 17, 2005
Location
Four Seasons Hotel
Address
57 East 57th Street, New York, New York
Speaker
Trent S. Dickey
Description

This executive breakfast seminar which will address the following questions:

  • Do I have a strategic approach to address SEC 17a-4 and NASD 3010 compliance with regard to e-mail and messaging archiving, or am I currently tackling these issues with a band-aid approach?
  • Can I provide a timely response to support legal search and inquiry, including full audit trails and all associated records?
  • Does my e-mail archiving strategy integrate with my larger records retention policy—allowing me search and retrieval capabilities across all record types and applications?
  • Can I afford to keep "everything forever"?
  • Does my compliance strategy hinder or enhance my business strategy?
  • Can I lower overall operational, administrative, and storage costs while meeting regulatory, corporate governance, or legal discovery/litigation support requirements for my enterprise e-mail archiving requirements?